Last updated: September 2025
Who We Are
The Insigneo-related entities maintain both common ownership as well as share certain office space and personnel that may be dually associated with referenced entities accordingly. The aforementioned entities conduct in part shared operations thus operate under the collective brand name “Insigneo” and share a number of common clients, although each entity is approved for separate business activities based on location and jurisdiction.
Consumer Privacy Notice
Insigneo believes in protecting the confidentiality and security of information we collect about individuals. This notice describes the privacy policy followed by Insigneo regarding how we treat the information we receive (“Information”) about individuals who apply for or obtain our products or services (“Individuals”) and the third parties with whom we may share this information.
Information We Collect
We collect Non-Public Personal Information about Individuals from the following sources:
- Information provided directly on applications or other forms in connection with our products or services (e.g., name, address, telephone number, social security number, occupation, assets, income).
- Information about an individual’s transactions with us, our affiliates, or others (e.g., account balance, payment history, parties to a transaction, credit/debit card usage, credit report, insurance coverage).
- Information received from consumer reporting agencies (e.g., credit bureau reports and other information relating to creditworthiness).
- Information received from other sources with your consent or with the consent of the investment consultant/advisor or clearing broker servicing your account.
Sharing Of Non-Public Information
In connection with servicing your account, your non-public personal information may be shared among entities named in this notice, their affiliates, and non-affiliates who provide services regarding or relating to your account, including transfer agents or other service companies. All service providers are required to protect the confidentiality of your information and use it only for the purposes for which disclosure to them is made.
We, our affiliates, and the service providers we use maintain physical, electronic, and procedural safeguards to protect your information. We do not disclose non-public personal Information of current or former customers to any third parties except as required or permitted by law.
Protecting Confidentiality and Security
Insigneo treats Information in a confidential manner. Our employees are required to protect the confidentiality of Information maintained by the Firm. Employees may access information only when there is an appropriate reason to do so. Insigneo strives to ensure that our systems are secure and that they meet industry standards.
Where appropriate, we employ firewalls, encryption technology, user authentication systems, and access control mechanisms. Third parties with access to such information must also agree to follow appropriate standards of security and confidentiality.
Access to Your Information
You may access your account information through various media offered by Insigneo and by our clearing Firm or Custodian (e.g., statements or online services). Please contact Insigneo if you require any additional information.
Protection of Your Information
You can help safeguard your personal information by taking the following precautions:
- Do not disclose your account information, PINs, passwords, or code words to others.
- Never provide confidential information to unknown callers.
- When using the internet, always use a secure browser and exit online applications as soon as you finish.
- Ensure your computer has virus protection software and never open email from unknown sources.
Changes to This Policy
Insigneo reserves the right to make changes to this policy.
How To Contact Us
If you have any questions after reading this Privacy Policy, please contact:
Insigneo Securities, LLC
Attention: Compliance Department
1221 Brickell Avenue, PH Floor, Miami, Florida 33131
Email: compliance@insigneo.com
Opt Out
Federal law gives you the right to limit information sharing between affiliated entities for marketing purposes. To prevent information sharing for marketing purposes, please contact your Investment Professional or Insigneo, 1221 Brickell Avenue, PH Floor, Miami FL 33131, Attention: Compliance Department.
Your choice to limit marketing offers from our affiliates will remain in effect until you tell us otherwise. No further action is required if you do not wish to limit marketing offers from our affiliates.
Special Note to EU Residents
Your information is used and stored by Insigneo and its affiliates and service providers in a manner consistent with U.S. laws and regulations. If you do not wish this, please contact your investment professional to make arrangements to close your account.